Simon Appleton @SimonAppleton_
Director, MiFIR Transaction Reporting SME #Transactionreporting #Tradereporting #Algotrading controls #MarketSurveillance #MarketAbuse #MiFIR #MiFID kaizenreporting.com London Joined May 2011-
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Simon Appleton retweeted
Huge congratulations to our latest new Lib Dem Colchester Cllr @SimonAppleton_ Great Highwoods team work thanks to Simon and @MartinGossCol @amjay65 @MarkAlanCory and many more and a gain from Labour.
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Simon Appleton retweeted
@ColchesterLab This tweet has me confused, my memory is of Colchester Labour councillors, including your Parliamentary candidate, voting in favour of a garden waste tax?
@Carra23 At least Neville provides insight.
Simon Appleton retweeted
A huge thank you to everyone at @FOWgroup for a great night at the #FOWInternationalAwards22 where we picked up the award for Best #RegulatoryReporting Solution for the 3rd year in a row! Find out more: bit.ly/3uuu0J1 🌟🏆
Significant changes proposed to MiFIR Transaction Reporting rules. #MiFIR #FCA #ESMA linkedin.com/posts/sjapplet…
I am pleased to be co-presenting these Market Abuse training webinar sessions with my colleague Florian Nitschke.
Regulatory and Market Abuse Training – Foundation Courses – 50% discount. Our instructor-led certified foundation courses are being held online July to September. Get access to a 50% discount now here: bit.ly/3eJwE3S #UnaVista #RegulatoryTraining #EMIR #MiFIR #SFTR
@UnaVista Insider dealing and market abuse remain at the forefront of regulatory agendas. Join our Market Abuse Fundamentals course to gain an understanding of your obligations and obtain tools to design and maintain robust controls in your firm.
What are the pitfalls of using crypto-assets in the wealth management industry? Kroll Ed Shorrock and William Scott-Gall explain what happens when things don't go as planned in Compliance Matters. #Crypto #FCA lnkd.in/gFy3eTx
FCA fines UBS AG £27.6 million for MiFID transaction reporting failures
A useful reminder and checklist. lnkd.in/di_53zN lnkd.in/dKz4V_8
UK's Financial Conduct Authority Decides To Ban Tom Hayes mondovisione.com/media-and-reso…
IMF chief says banks would be unwise to dismiss the threat from virtual currencies finextra.com/newsarticle/31… via @Finextra
ESMA Publishes Opinion On CMVM’s MAR Accepted Market Practice On Liquidity Contracts #marketabuse mondovisione.com/media-and-reso…
What Smart Successful people do over the Weekend - some useful tips...compliancex.com/smart-successf…
Alternative to London is no financial centre in Europe, warns City envoy shr.gs/uXAZ8cU
Cooperman settles insider trading charges for $4.9m ft.com/content/42f814… via @FT
Me delivering a presentation about Transaction Reporting under MiFIR at WMA's sell-out MiFID II Conference. lnkd.in/g3xE7zZ
Robot workers to monitor markets for abusive trading finextra.com/newsarticle/30… via @Finextra
US Supreme Court rules for prosecutors in insider trading case on.ft.com/2ghcCSI via @FT
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